दफा ९
Remuneration, Meeting Allowance And Other Facilities Of Chairperson And Member
The remuneration, meeting allowance and facility entitled to, by the Chairperson and member and daily and traveling allowance entitled to, by the Chairperson and member while making travel within or outside Nepal shall be as prescribed.
Securities Act, 2063 (2007)
परिच्छेद - २
दफा ३: Establishment Of Boardदफा ४: Board To Be An Autonomous And Body Corporateदफा ५: Functions, Duties And Powers Of The Boardदफा ६: Meeting And Decision Of Boardदफा ७: Appointment Of Chairpersonदफा ८: Functions, Duties And Powers Of The Chairpersonदफा ९: Remuneration, Meeting Allowance And Other Facilities Of Chairperson And Memberदफा १०: Qualification Of Chairperson And Memberदफा ११: Disqualification Of Chairperson And Memberदफा १२: Circumstances On Which A Chairperson And A Member May Be Removed From Officeदफा १३: Resignation Of Chairperson And Memberदफा १४: Fulfillment Of Vacancyदफा १५: Proceeding Not To Be Invalidदफा १६: Powers To Form Committee Or Sub-committeeदफा १७: Delegation Of Powersदफा १८: Requirement Of Disclosure In Regard To Conflict Of Interestदफा १९: Provisions Relating To Accounts Experts, Advisors And Employeesदफा २०: To Take Oathदफा २१: Secrecyदफा २२: Fund Of Boardदफा २३: Provision Of Revolving Fundदफा २४: Accounts Of Boardदफा २५: Auditor And Auditदफा २६: Annual Report
परिच्छेद - ३
दफा २७: Registration Of Securitiesदफा २८: Sale And Transfer Of Securitiesदफा २९: Securities To Be Issued Publiclyदफा ३०: Prospectus To Be Publishedदफा ३१: Approval Of A Prospectusदफा ३२: Matters To Be Referred To In Prospectusदफा ३३: Liability For Matters Referred To In Prospectusदफा ३४: A Body Corporate To Make A Noticeदफा ३५: Compensation For Revocation Of Enlisting, If Any
परिच्छेद - ४
दफा ३६: License To Be Obtained To Operate Stock Exchangeदफा ३७: Application To Be Made To Carry On Stock Exchangeदफा ३८: Issue Of A License To Carry On Stock Exchangeदफा ३९: The Board May Specify Termsदफा ४०: Power To Refuse To Issue License To Carry On Stock Exchangeदफा ४१: Minimum Capital And Financial Sourceदफा ४२: Validity Period And Renewal Of A License To Carry On Stock Exchangeदफा ४३: Transactions Of Recognized Securitiesदफा ४४: Managerial Responsibility Of Stock Exchangeदफा ४५: Functions, Duties And Powers Of Stock Exchangeदफा ४६: Disclosure To Be Made By Stock Exchangeदफा ४७: Stock Exchange To Submit A Reportदफा ४८: Stock Exchange To Issue Directionदफा ४९: Ceiling Of Securities Transactions May Be Fixedदफा ५०: Charge To Be Paid By Stock Exchangeदफा ५१: Stock Exchange To Assist Boardदफा ५२: Information Of Action To Be Givenदफा ५३: Stock Exchange To Provide For Compensation Fundदफा ५४: Provisions Relating To Operation Of Compensation Fundदफा ५५: Board To Make Provisions On Compensation
परिच्छेद - ५
दफा ५६: License To Be Obtained To Carry On Securities Businessदफा ५७: Application For License To Carry On Dealing In Securitiesदफा ५८: A License To Carry On Securities Business To Issueदफा ५९: Board To Specify Terms And Conditionsदफा ६०: Power To Refuse To Issue A License To Carry On Securities Businessदफा ६१: Validity And Renewal Of A License To Carry On Securities Businessदफा ६२: Power To Prescribe For Carrying On Securities Business Through A Subsidiary Companyदफा ६३: Types Of Securities Businessदफा ६४: License Not To Be Issued To Carry On Securities Business Without Specifying Agentदफा ६५: Formal Agentदफा ६६: Rights Of Securities Business Personदफा ६७: Minimum Capital And Financial Source Of Securities Business Personदफा ६८: To Maintain Records Of Securities Business Personsदफा ६९: Records Of Formal Agentsदफा ७०: Information To Be Given
परिच्छेद - ६
दफा ७१: No Collective Investment Scheme Shall Be Operated Without Obtaining A Permissionदफा ७२: Board To Grant Permission To Operate Collective Investment Schemeदफा ७३: Operation Of Collective Investment Schemeदफा ७४: Board May Revoke Permissionदफा ७५: Other Provisions Relation To Operation Of Collective Investment Schemes
परिच्छेद - ७
दफा ७६: Business Standardsदफा ७७: Provisions Relating To Identification Of Investors, Purchase And Sale Order, Contract Note And Payment Of Moneyदफा ७८: Accounts To Be Maintained By Securities Business Personदफा ७९: Insurance To Be Madeदफा ८०: Auditor To Be Appointedदफा ८१: To Maintain Roster Of Auditorsदफा ८२: Submission Of Accounts And Statementsदफा ८३: Report To Be Made By Enlisted Auditor To Board
परिच्छेद - ९
दफा ९१: Insider Tradingदफा ९२: Persons Likely To Be Involved In Insider Tradingदफा ९३: Information Or Notice Deemed To Have Been Made Publicदफा ९४: False Tradingदफा ९५: Fluctuation In Priceदफा ९६: To Affect Stock Exchangeदफा ९७: To Supply Misleading Statementsदफा ९८: Fraudulent Transctionदफा ९९: Prohibition On Transaction Of Securities By Fraud Or Misrepresentationदफा १००: Destroy Or Concealment Of Documents, Statements Or Recordsदफा १०१: Punishmentदफा १०२: Government Of Nepal To Be A Plaintiffदफा १०३: Investigation And Filing Of A Caseदफा १०४: Investigation May Be Conducted Upon Holding In Detention Or Suspension Or Release On Bailदफा १०५: Compensation To Be Paidदफा १०६: Appealदफा १०७: Remedies Against Undue Biasदफा १०८: To Be Disqualified To Be A Director Or General Manager
परिच्छेद - १०
दफा १०९: Provisions Relating To Take Over Of A Body Corporate Or Control Over Abody Corporateदफा ११०: A Body Corporate To Register The Transfer Of The Shares Certified By Thestock Exchangeदफा १११: Transfer Of Securitiesदफा ११२: Liaison With Government Of Nepalदफा ११३: Government Of Nepal May Issue Directionsदफा ११४: To Render Assistanceदफा ११५: Saving For The Act Done In Good Faithदफा ११६: Power To Frame Rulesदफा ११७: Power To Frame Bye-lawsदफा ११८: To Frame And Enforce Directivesदफा ११९: Effect Of Inoperativeness Of The Securities Ordinance, 2005